Nex Systems
Type not stated

DAVID K. EVANSEN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/11/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050000359-01 TO: Department of Market Regulation NASD RE: David K, Evansen, Respondent Registered Representative CRD No. 1579910 Pursuant to Rule 9216 of NASD Code of Procedure, the undersigned submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that,

    Reference 2005000035901data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.