Nex Systems
Type not stated

DAVID LEWANDOWSKI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/05/2009: FTNANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007011817201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Lewandowski, Respondent Registered Representative CRD No. 1246177 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, David Lewandowski, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007011817201finra.orgdata-portal.finra.org

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