Nex Systems
Type not stated

DAVID LOMEDICO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/03/2017: FINANCIAL INDUSTRY REGULATORY AUTHO?UTY LEITER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037843201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Lomedico, Respondent General Securities Representative CRD No. 1531676 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose ofproposing a settlement ofthe alleged rule violations described below. This AWC is submitted on the

    Reference 2013037843201finra.orgdata-portal.finra.org

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