Nex Systems
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DAVID P. SIRIANNI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/06/2013: FINANCIAL INDUSTRY REGULA'TORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090181025-02 TO: Department of Market Regulation Financial lndustry Regulatory Authority ("FINRA") RE: David P. Sirianni, Respondent General Securities Representative CRD No. 1732447 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, David P. Sirianni (''Sirianni") submits this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2009018102502data-portal.finra.orgfinra.org

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