Nex Systems
Type not stated

DAVID PAUL TROCASSO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012033946501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Paul Trocasso, Respondent CRD No. 4949123 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, David Paul Trocasso ("Respondent" or "Trocasso"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2012033946501data-portal.finra.orgfinra.org

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