Nex Systems
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David Philip Antypas

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/01/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018056901701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA") RE: David Philip Antypas (“Antypas” or “Respondent”) General Securities Representative/General Securities Sales Supervisor CRD No. 2603488 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged

    Reference 2018056901701data-portal.finra.orgfinra.org

Other names1

Also known as1

David Philip Respondent

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