Nex Systems
Type not stated

David R. Ravarino

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/13/2025: From December 2019 to January 2024, Ravarino engaged in an outside business activity without fully disclosing the activity to the firms he was associated with during that period. As a result, he violated FINRA Rules 3270 and 2010 and is suspended for six months in all capacities and fined $10,000.

    Reference 2024080968801data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.