Nex Systems
Type not stated

DAVID RICHARD LUDOWESE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/30/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0420040365-01 To: Department of Enforcement NASD Re: David Richard Ludowese General Securities Representative (CRD No. 2354873) Pursuant to Rule 9216 of the NASD Code of Procedure, I, David Richard Ludowese (Ludowese), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is

    Reference E042004036501data-portal.finra.orgfinra.org

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