Nex Systems
Type not stated

David Rookasin

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/16/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055074302 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Rookasin, Respondent CRD No. 5760016 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, David Rookasin ("Rookasin" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2017055074302data-portal.finra.orgfinra.org

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