Nex Systems
Type not stated

DAVID S. SPACK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/24/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015043495101 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: FOG Equities LLC, Respondent (CRD No. 157067) Scott Noel Epstein, Respondent Registered Representative (CRD No. 4550908) David S. Spack, Respondent Registered Representative (CRD No. 5788566) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, FOG Equities LLC ("FOG" or the "Firm"), Scott Noel Epstein ("Epstein")

    Reference 2015043495101data-portal.finra.orgfinra.org

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