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DAVID SALKO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/12/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. David Salko (CRD No. 1950413) Respondent. Disciplinary Proceeding No. 2009019335901 Hearing Officer MAD ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 12, 2013 INTRODUCTION Disciplinary Proceeding No. 2009019335901 was filed on August 15, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent David Salko submitted an Offer of

    Reference 2009019335901data-portal.finra.orgfinra.org

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