Nex Systems
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David Scott Steinbruegge

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/20/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034487702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Scott Steinbruegge, Respondent Former Non-Registered Employee CRD No. 6103236 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, David Scott Steinbruegge ("Steinbruegge"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2012034487702data-portal.finra.orgfinra.org

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