Nex Systems
Type not stated

DAVID SHELTON BROWN JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/14/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110279039 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Shelton Brown Jr., Respondent Not currently registered CRD No. 1837205 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, David Shelton Brown Jr. ("Brown") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2011027903901finra.orgdata-portal.finra.org

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