Nex Systems
Type not stated

DAVID STEPHEN KINNEAR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/13/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031496901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David Stephen Kinnear, Respondent General Securities Representative CRD No. 2769750 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2012031496901data-portal.finra.orgfinra.org

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