Nex Systems
Type not stated

DAVID T. GILG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/21/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFTCERS Complainant, v. David T. Gilg, CRD No. 3106215 Respondent. Department of Enforcement, Disciplinary Proceeding No. 2011028193801 Hearing Officer SB ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 21, 2013 INTRODUCTION Disciplinary Proceeding No. 20110281938 was filed on June 18, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent David Gilg submitted an Offer of Settlement

    Reference 2011028193801data-portal.finra.orgfinra.org

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