Nex Systems
Type not stated

DAVID TRAVIS WEITZ

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070124962-01 TO: Department of Enforcement Financial Industry Regulatory Authority RE: David Travis Weitz CRD 4429494 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, David Travis Weitz submits this Letter of Acceptance, Waiver and Consent for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2007011496201data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.