Nex Systems
Type not stated

DAVREY FINANCIAL SERVICES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/02/2005: SECURITffiS AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No. 51780 / June 2, 2005 Admin. Proc. File No, 3-11698 In the Matter of the Application of DAVREY FINANCIAL SERVICES, INC. and PRAVIN R. DAVREY c/o H. Troy Romero, Esq. Romero Montague P.S. 155-108th Avenue, Suite 202 Bellevue, Washington 98004-5901 For Review of Disciplinary Action Taken by NASD OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION --REVIEW OF ASSOCIATION ACTION Failure to Maintain

    Reference C3B020015data-portal.finra.orgfinra.org

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