Nex Systems
Type not stated

DEBORAH J. NEHMAD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/29/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Deborah J. Nehmad, CRD No, 2827629, Respondent. DISCIPLINARY PROCEEDING NO. 2008012884501 Hearing Officer - MAD ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 29, 2009 INTRODUCTION Disciplinary Proceeding No. 2008012884501 was filed on February 27, 2009, by the Department of Enforcement of the Financial

    Reference 2008012884501data-portal.finra.orgfinra.org

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