Nex Systems
Type not stated

Denise Marie Bucci

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/11/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055313301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Denise Marie Bucci ("Bucci"), Respondent General Securities Representative CRD No. 1195574 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Denise Marie Bucci, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2017055313301data-portal.finra.orgfinra.org

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