Nex Systems
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Dennis David Karjala

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072708801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dennis David Karjala (Respondent) Former General Securities Representative CRD No. 5918770 Pursuant to FINRA Rule 9216, Respondent Dennis David Karjala submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021072708801data-portal.finra.orgfinra.org

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