Nex Systems
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Dennis Domingo Cummings Perez

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/16/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065347501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dennis Domingo Cummings Perez (Respondent) General Securities Representative CRD No. 2923607 Pursuant to FINRA Rule 9216, Respondent Dennis Domingo Cummings Perez (Cummings) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065347501data-portal.finra.orgfinra.org

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