Nex Systems
Type not stated

DENNIS FLANAGAN JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/23/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, vs. DENNIS FLANAGAN, JR. (CRD No. 4199469), Respondent. Disciplinary Proceeding No.2008011666201 Hearing Officer -RSH AMENDED ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 23, 2011 INTRODUCTION Disciplinary Proceeding No. 2008011666201 was filed on February 17, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Dennis Flanagan,

    Reference 2008011666201data-portal.finra.orgfinra.org

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