Nex Systems
Type not stated

DENNIS R. WEDDLE II

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/19/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050012479 TO: Department of Enforcement NASD RE: Dennis R. Weddle. II. Respondent General Securities Representative CRD No. 2671849 Pursuant to Rule 9216 of NASD Code of Procedure, I, Dennis R. Weddle, II ("Weddle") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on

    Reference 2005001247901data-portal.finra.orgfinra.org

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