Nex Systems
Type not stated

DENNIS T. WITTHOEFT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037625201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dennis T. Witthoeft, Respondent General Securities Representative General Securities Principal Registered Options Principal CRD No. 1631137 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Dennis T. Witthoeft (“Witthoeft") Submits this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2013037625201data-portal.finra.orgfinra.org

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