Nex Systems
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DENNIS ZATOR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/31/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Dennis Zator (CRD No. 812662), Respondent. DISCIPLINARY PROCEEDING No. 2009020519501 Hearing Officer LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 31, 2012 INTRODUCTION Disciplinary Proceeding No. 2009020519501 was filed on December 9, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Dennis Zator submitted an Offer of

    Reference 2009020519501data-portal.finra.orgfinra.org

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