Nex Systems
Type not stated

DENNY DARMODIHARDJO

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/31/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037857601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Denny Darmodihardjo, Respondent Registered Representative CRD No. 2589997 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I Denny Darmodihardjo ("Darmodihardjo" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2013037857601data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/14/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034029401 TO: Departrnent of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Denny Darmodihardjo, Respondent General Securities Representative CRD No. 2589997 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Denny Darmodihardjo ("Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2012034029401data-portal.finra.orgfinra.org

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