Nex Systems
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Derek John Rehill

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/20/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066887202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Derek John Rehill (Respondent) General Securities Principal and General Securities Representative CRD No. 2935032 Pursuant to FINRA Rule 9216, Respondent Derek John Rehill submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020066887202data-portal.finra.orgfinra.org

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