Nex Systems
Type not stated

DEXTER JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/27/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dexter Johnson, Respondent General Securities Representative ("GSR") CRD No.4374894 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2006005405101data-portal.finra.orgfinra.org

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