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DHULSINI HEMANI DE ZOYSA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/30/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070105627 TO: Department of Enforcement ("Enforcement") Financial Industry Regulatory Authority ("FINRA") RE: Dhulsini Hemani De Zoysa ("De Zoysa"), Respondent CRD No. 3127323 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Dhulsini Hemani De Zoysa, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2007010562701data-portal.finra.orgfinra.org

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