Nex Systems
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DIANA LYNN STAMBORSKI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/14/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044783403 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Diana Lynne Stamborski, Respondent General Securities Representative CRD No. 1240581 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Diana Lynne Stamborski, submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2015044783403data-portal.finra.orgfinra.org

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