Digital Brokerage Services LLC
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/22/2025: From July to September 2022, DBS distributed certain retail communications regarding its mobile application and crypto assets or crypto asset-related services that failed to clearly disclose that the crypto assets were not offered through a registered broker-dealer or that did not provide a fair and balanced presentation of the benefits and risks of the products discussed. Therefore, DBS violated FINRA Rules 2210(d) and 2010 and is censured and fined $85,000.
Reference 2022076789701data-portal.finra.orgfinra.org
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