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Dima Munzer Abdulnour

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/02/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078191801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dima Munzer Abdulnour (Respondent) General Securities Representative CRD No. 7400818 Pursuant to FINRA Rule 9216, Respondent Dima Munzer Abdulnour submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2023078191801data-portal.finra.orgfinra.org

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