Nex Systems
Type not stated

DIRECTED SERVICES LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/19/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031270301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Directed Services, LLC CRD No. 21675 ING America Equities, Inc. CRD 36259 ING Financial Advisers, LLC CRD 34815 ING Financial Partners, Inc. CRD 2882 ING Investment Advisors, LLC CRD 3989 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2012031270301data-portal.finra.orgfinra.org

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