Nex Systems
Type not stated

DIVERSIFIED INVESTORS SECURITIES CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/14/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. EAF0301050002 TO: Department of Enforcement NASD RE: Diversified Investors Securities Corp., Respondent CRD No. 32205 Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Diversified Investors Securities Corp. (DISC or the Firm) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted,

    Reference EAF0301050002finra.orgdata-portal.finra.org

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