Nex Systems
Type not stated

DOME SECURITIES CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/10/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016131601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dome Securities Corp. BD No. 38036 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Dome Securities Corp., ("Dome" or the "firm") submits this Letter of Acceptance, Waiver and Cosent

    Reference 2009016131601data-portal.finra.orgfinra.org

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