Nex Systems
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Domingo Gonzalez

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/09/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056563301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Domingo Gonzalez, Respondent Investment Company and Variable Contracts Products Limited Representative CRD No. 6333454 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Domingo Gonzalez ("Gonzalez"), submit this

    Reference 2017056563301data-portal.finra.orgfinra.org

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