Nex Systems
Type not stated

Dominick A. Zavaglia Jr.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/11/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029709701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dominick A. Zavaglia, Jr., Respondent General Securities Representative CRD No. 5500264 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Dominick A. Zavaglia, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    01/11/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029709701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Dominick A. Zavaglia, Jr., Respondent General Securities Representative CRD No. 5500264 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Dominick A. Zavaglia, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a INDUSTRY

    Reference 2011029709701data-portal.finra.orgfinra.orgdata-portal.finra.org

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