Nex Systems
Type not stated

DON HOWARD EHLING

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/04/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070087996-01 To: Department of Enforcement FINRA Re: Professional Investment Services, Inc. Member (CRD No. 13703) and Don Howard Ehling General Securities Principal and Introducing Broker-Dealer/ Financial and Operations Principal (CRD No. 76203) Pursuant to Rule

    Reference 2007008799601finra.orgdata-portal.finra.org

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