DONALD ARTHUR ITZEN
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/02/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E062003053802 TO: Department of Enforcement NASD RE: Choice Investments, Inc. CRD No. 17665 Donald Arthur Itzen General Securities Principal CRD No. 853436 Jean Paul Cruikshank General Securities Representative CRD No. 3230480 Pursuant to Rule 9216 of NASD's Code of Procedure, Choice Investments, Inc., Donald Arthur Itzen and Jean Paul Cruikshank ("Choice" or the "firm," "Itzen," and
Reference E062003053802data-portal.finra.orgfinra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/06/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007159701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Choice Investments, Inc. Member Firm CRD No. 17665 Donald Arthur Itzen General Securities Principal CRD No. 853436 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure. Choice Investments, Inc. ("Choice") and Donald Arthur Itzen ("Itzen")
Reference 2007007159701data-portal.finra.orgfinra.org
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