Nex Systems
Type not stated

Donald G. Padilla

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/02/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048141902 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Donald G. Padilla, Respondent Former General Securities Representative CRD No. 3053711 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Donald G. Padilla ("Padilla" or "Respondent") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2015048141902finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.