Nex Systems
Type not stated

DONALD H. RELYEA

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/23/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010657601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donald H. Relyea, Respondent Former General Securities Representative [CRD No. 373980] Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Donald H. Relyea, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007010657601data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.