Nex Systems
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Donald Lane Preston

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/11/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050474001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Donald Lane Preston, Respondent Investment Company and Variable Contracts Products Representative CRD No. 4704220 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Donald Lane Preston ("Preseton" or "Respondent") submit this Letter of Acceptance, Waiver

    Reference 2016050474001data-portal.finra.orgfinra.org

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