Nex Systems
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Donald Logan

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/05/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046378601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Donald Logan, Respondent CRD No. 5537486 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Donald Logan (“Logan” or “Respondent”) submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2015046378601data-portal.finra.orgfinra.org

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