Nex Systems
Type not stated

DONALD P. FOWER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/02/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E102005015602 TO. Department of Enforcement NASD RE: GFI Securities LLC (BD No. 19982), and Donald P. Fower (CRD No. 1415123) Respondents Pursuant to Rule 9216 of NASD Code of Procedure, GFI Securities LLC ("GFI") and Donald P. Fower ("Fower") (collectively, "Respondents"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on

    Reference E102005015602data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.