Nex Systems
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DONALD PATRICK FEWER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, COMPLAINANT, v. GFI SECURITIES LLC (CRD No. 19982), MICHAEL SCOTT BABCOCK (CRD No. 2450869), STEPHEN FALLETTA (CRD No. 2880335), DONALD PATRICK FEWER (CRD No. 1415123), STEPHEN LOUIS SCOTTO (CRD No. 2547858), and LAINEE DALE STEINBERG (CRD No. 2376426), RESPONDENTS. Disciplinary Proceeding No. 20060051583 HEARING OFFICER COMPLAINT The Department of Market Regulation alleges: SUMMARY 1. This case

    03/16/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF MARKET REGULATION, COMPLAINANT, v. DONALD PATRICK FEWER (CRD No. 1415123), RESPONDENT. Disciplinary Proceeding No. 20060051583 Hearing Officer: RSH ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 16, 2012 INTRODUCTION Disciplinary Proceeding No. 20060051583 was filed on September 27, 2010, by the Department of Market Regulation of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Donald Patrick

    Reference 2006005158309data-portal.finra.orgdata-portal.finra.orgfinra.org

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