Donatas B. Vildzius

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/09/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055157601 TO: Department of Enforcement financial Industry Regulatory Authority (FINRA) RE: Donatas B. Vildzius, Respondent General Securities Representative CRD No. 2202883 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Donatas B. Vildzius submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2017055157601data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/10/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E112003069901 TO: Department of Enforcement NASD RE: Donatas B. Vildzius, Respondent General Securities Representative CRD No. 2202883 Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Donatas B, Vildzius ("Vildzius") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not
Reference E112003069901data-portal.finra.org finra.org

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