Nex Systems
Type not stated

DONNA SUNADA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/07/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036479301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donna Sunada, Respondent Former Registered Sales Assistant CRD No. 2857084 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2013036479301data-portal.finra.orgfinra.org

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