Nex Systems
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Donovan Thomas Kelly

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/16/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067520001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Donovan Thomas Kelly (Respondent) General Securities Representative CRD No. 2622366 Pursuant to FINRA Rule 9216, Respondent Donovan Thomas Kelly submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020067520001data-portal.finra.orgfinra.org

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