Nex Systems
Type not stated

DOUBLE EAGLE SECURITIES OF AMERICA INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/06/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039407201 TO. Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE. Double Eagle Securities of America, Inc. ("Double Eagle"), Respondent Member Firm CRD No. 43844 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Double Eagle Securities of America, lnc. (the "Firm" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014039407201data-portal.finra.orgfinra.org

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