Nex Systems
Type not stated

DOUGLAS BENRUD NEET

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/06/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040107201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas Benrud Neet, Respondent Registered Representative CRD No.: 1687756 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Douglas Benrud Neet ("Neet") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2014040107201data-portal.finra.orgfinra.org

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